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FOS Newsletter, 8/8/02  Peter Suber
 Aug 08, 2002 08:13 PDT 
      Welcome to the Free Online Scholarship (FOS) Newsletter
      August 8, 2002


Interview with Ingenta CEO Mark Rowse

In my last issue (FOSN for 6/17/02) I wondered why Ingenta had appointed
such an FOS-friendly advisory board. Ingenta produces electronic editions
of scholarly journals for publishers of print journals. So far Ingenta
produces no FOS or open-access journals.

On July 15 I had a wide-ranging telephone interview with Mark Rowse,
Ingenta's CEO, who answered my earlier question and many others.

The short answer to my original question is that Rowse sees no conflict
between FOS and Ingenta's current business. He wants to know what's
happening in the FOS domain, wants Ingenta to advance some of the goals of
the FOS movement (more below), and wants to position his company beyond the
sometimes politicized conflicts in the scholarly communication industry
today.

For Rowse scholarly journal articles are not merely free or priced. They
evolve, and are often both free and priced at different times or in
different versions. In the earliest stages, they are usually free, for
example in presentations at conferences and informal email
discussions. They might also be free at some middle stages, such as
circulating preprints to colleagues or posting them to a preprint
exchange. The final stage tends to be publication in a peer-reviewed
journal. Rowse does not rule out making this final stage free as well, but
points out that, even when it is priced, it is compatible with free
distribution of the earlier versions at earlier stages.

Rowse believes that publishers are starting to recognize the legitimacy of
free versions of published articles. This is shown by their growing
acceptance of eprint archiving, at least of preprints.

Having said this, Rowse emphasized that Ingenta is not a publisher and does
not want to become one. Others can solicit content and organize its peer
review. Ingenta's niche is to produce the ejournal of the resulting articles.

Rowse's openness to free distribution of preprints is one factor that led
Ingenta into the eprint services business.

Background: On July 1, Ingenta announced its plan to produce a commercial
version of the eprints software developed at Southampton
University. Eprints is the open-source software for creating OAI-compliant
institutional archives. The Southampton version of the software will
remain free and open source, and will continue to undergo development. The
free Southampton version and priced Ingenta version will coexist and serve
different constituencies.

Rowse is betting that some institutions will not want to bother installing
and maintaining an eprints archive, even if the software is free. Ingenta
will take on these jobs for institutions willing to outsource them, as well
as the job of uploading content to the archives, a follow-through step that
many institutions neglect. Institutions will choose whether to host the
archives themselves or have Ingenta host them. The even when Ingenta hosts
them, the archives will be open-access. For many institutions, Rowse
believes that hiring Ingenta will cost less than doing the same work
themselves.

Rowse can't yet estimate the release date for the commercial version of the
software. Ingenta is still writing the code and considering different
charging models.

Though Ingenta will sell the software and related services, Rowse does not
expect them to produce a significant portion of company revenue. Ingenta
has other reasons for entering the eprints and OAI services
business. First, it would like to assure the consistency of the metadata
generated by different archives at different institutions. It would like
to provide researchers with searching tools that cover both refereed and
unrefereed content, perhaps with different tabs on a search results
page. It would like to interest commercial publishers in the OAI metadata
harvesting protocol, even if these publishers will never adopt open
access. It would like to enhance the protocol for various value-added
research functions. In all these ways, it would like to make the free and
priced worlds interoperable. Above all, it would like to be involved in
scholarly communication at every stage in the life of an article.

Finally, I asked whether Ingenta had considered producing open-access
journals. The answer is yes, but Rowse noted that he has never been
approached by an open-access journal.

Ingenta's expertise includes the DRM system that limits online access to a
journal's paid subscribers. But Ingenta only enforces the access rules
requested by its publisher clients. Open-access journals might not have
considered Ingenta in the past, because they would not take advantage of
its DRM (true) or because they believed Ingenta was committed to priced
access (untrue). But Ingenta is willing to produce ejournals for anyone,
whether they wish to use its DRM or not. In fact, because open-access
journals would use fewer of Ingenta's services, Ingenta could charge them
less for production and hosting. (Ingenta would not compete with companies
like BMC, for the same reason that Ingenta would not become a
publisher.) Since the question hasn't yet arisen, Rowse can't give a price
for this service. But he invites open-access journals to contact him to
discuss it. It's possible that Ingenta's experience and economies of scale
would make its production costs lower than other alternatives.

Ingenta home page
http://www.ingenta.com/

Ingenta announcement of its Open Archive and E-Print services
http://makeashorterlink.com/?G36A21741

Eprints software
http://www.eprints.org/

Open Archives Initiative
http://www.openarchives.org/

For more on Ingenta's support for online scholarship, see its June 25
acquisition of BIDS, the non-profit academic bibliographic service in the UK.
http://www.biblio-tech.com/UKSG/SI_PD.cfm?PID=10&Alert=279
http://www.bids.ac.uk/info/fs_aboutbids.htm

...and its study of the impact of site licensing and library consortia on
academic journal publishing.
http://www.managinginformation.com/news/content_show_full.php?id=597

* PS. Some publishers ask Ingenta to allow free access to their
contents. Here's one example,

Journal of the Association of Laboratory Automation (current issue)
http://makeashorterlink.com/?K58D24471

The only snag is that articles are only "available for download for 24
hours". I don't know what this time limit means in practice. But if it is
enforced, then this is free access without open access in the full sense.

But that is only how one journal chose to regulate access. I recommend
that fully open-access journals take Mark Rowse at his word. If you are
comparing prices for mark-up, hosting, and production (just about
everything but editing), then ask Ingenta for quote.

----------

Momentum for eprint archiving

Institutional eprint archiving is currently undergoing a unprecedented
surge of acceptance and support. Years of patient work by many people at
many institutions around the world have slowly assembled the pieces, spread
the word, impressed the skeptics, and created a critical number of
interoperable archives. Now archiving has reached a tipping point. Its
rapidly spreading success is a pleasure to behold.

For these purposes, eprint archiving has three components: (1) the
software for building the archives, Eprints for large institutional or
disciplinary archives and Kepler for smaller individual "archivelets", (2)
the Open Archives Initiative metadata harvesting protocol, the standard for
making the archives interoperable, and (3) the decision by universities and
laboratories to launch archives and fill them with the research output of
their faculty.

* Here are the major developments on these three fronts going back only six
months. If you've been following the progress of the FOS movement for any
number of years, you'll agree that no other single idea or technology in
the movement has enjoyed this density of endorsement and adoption in a six
month period.

February 1, 2002. JISC holds the meeting to launch its Focus on Access to
Institutional Resources Programme (FAIR), a program "inspired by the vision
of the Open Archives Initiative".
http://www.jisc.ac.uk/pub02/c01_02.html

February 6, 2002. Eight major library organizations from eight nations
launch the International Scholarly Communication Alliance, which endorses
institutional eprint archiving and the Open Archives Initiative.
http://makeashorterlink.com/?A15D6226

February 14, 2002. Eprints launches version 2.0.
http://software.eprints.org/newfeatures.php

February 14, 2002. The Open Society Institute launches the Budapest Open
Access Initiative, which endorses institutional eprint archiving and the
Open Archives Initiative.
http://www.soros.org/openaccess/

February 25, 2002. The University of Michigan Libraries Digital Library
Production Service announces the launch of OAIster, which creates an
OAI-compliant archive out of content previously invisible in the deep internet.
http://oaister.umdl.umich.edu/cgi/b/bib/bib-idx?c=oaister;page=simple

March 2002. The CARL/ABRC (Canadian Association of Research Libraries /
Association des bibliothèques de recherche du Canada) issues a report
endorsing the Open Archives Initiative.
http://www.carl-abrc.ca/projects/scholarly/open_archives.PDF

March, 2002. François Schiettecatte launches my.OAI, a flexible search
engine for OAI-compliant archives.
http://www.myoai.com/

March 12, 2002. MIT's OAI-compliant DSpace enters its Early Adopter Phase
http://libraries.mit.edu/about/news/early-dspace.html

March 26, 2002. The first DELOS EU/NSF Digital Libraries All Projects
Meeting in Rome devotes a forum to the Open Archives Initiative.
http://delos-noe.iei.pi.cnr.it/activities/internationalforum/All-Projects/us.html

March 26, 2002. The OCLC Institute hosts the satellite videoconference, "A
New Harvest: Revealing Hidden Resources With the Open Archives Metadata
Harvesting Protocol" with host Lorcan Dempsey and featured speaker Herbert
Van de Sompel.
http://www.oclc.org/institute/events/sbs-new_harvest.htm

April 3, 2002. The California Digital Library launches the OAI-compliant
eScholarship Repository.
http://repositories.cdlib.org/

April 7, 2002. The University of Illinois at Urbana-Champaign launches its
OAI-compliant Cultural Heritage repository.
http://library.wustl.edu/~listmgr/imagelib/Apr2002/0002.html
http://oai.grainger.uiuc.edu/oai/search

April 11, 2002. Stephen Pinfield, Mike Gardner and John MacColl write an
important article for _Ariadne_ on their experience setting up
institutional eprint archives at the universities of Edinburgh and Nottingham.
http://www.ariadne.ac.uk/issue31/eprint-archives/

April 17, 2002. At the Museums and the Web 2002 conference in Boston,
Timothy Cole and five co-authors present their experience setting up the
UIUC Cultural Heritage Repository.
http://www.archimuse.com/mw2002/papers/cole/cole.html

May-June, 2002. Colin Steele and Lorena Kanellopoulos visit each of the
Group of Eight universities in Australia to promote the creation and use of
eprint repositories. Queensland set up an archive, Monash plans to do so,
and Melbourne is experimenting; the rest of the Group of Eight is expected
to create archives shortly. The separate university archive projects have
web sites, but not the Steele-Kanellopoulos roadshow.

May, 2002. CARL/ABRC launches a project to create institutional archives
at seven Canadian universities and have the institutions exchange ideas,
suggestions and best practices. (Also see the November 21-22 conference,
below.) The project itself does not have a web page, but it does have this
page of relevant resources.
http://www.carl-abrc.ca/projects/institutional_repositories/index.htm

May, 2002. RLG (Research Libraries Group) and OCLC (Online Computers
Library Center) release their major report, "Trusted Digital
Repositories: Attributes and Responsibilities".
http://www.rlg.org/longterm/repositories.pdf

May 6, 2002. The Perseus Project launches its Open Archives Initiative
services.
http://www.perseus.tufts.edu/PR/oai.ann.html

May 9, 2002. Colin Steele gives a seminar on eprint archives at University
of Adelaide.
http://www.adelaide.edu.au/pr/publications/inside_adelaide/2002/13may/news/eprint.html

May 21, 2002. ARL (Association of Research Libraries) releases its final
report on its Scholars Portal project, and calls for it to be OAI-compliant.
http://www.arl.org/access/scholarsportal/final.html

May 29, 2002. _The Australian_ publishes a major article on eprint
repositories.
http://makeashorterlink.com/?O25423871

June 14, 2002. The OAI releases version 2.0 of the protocol for metadata
harvesting.
http://www.openarchives.org/news/oaiv2press020614.html

June 22, 2002. A group chaired by Colin Steele completes specifications
for a national center to promote eprint repositories in Australia. The
specifications were requested by the Australian Department of Education,
Science and Training department. There is no web site yet for this project.

July, 2002. OAIster launches version 1.0 of its search interface.
http://oaister.umdl.umich.edu/cgi/b/bib/bib-idx?c=oaister;page=simple

July 1, 2002. Eprints affiliates with GNU, assuring that it will remain
free and open source.
http://software.eprints.org/gnu.php

July 1, 2002. Eprints forms a partnership with Ingenta, which will produce
a commercial version of the software (more in the Ingenta story above).
http://makeashorterlink.com/?G36A21741

July 4, 2002. Eprints launches version 2.1.
http://software.eprints.org/newfeatures.php

July 5, 2002. Jeffrey Young publishes a important article on institutional
archiving in the _Chronicle of Higher Education_.
http://chronicle.com/free/v48/i43/43a02901.htm

July 8, 2002. William Nixon writes an important article for _Ariadne_ on
the experience of setting up an institutional archive at the University of
Glasgow.
http://www.ariadne.ac.uk/issue32/eprint-archives/

July 14, 2002. The Public Knowledge Project releases its Open Archives
Harvester.
http://www.pkp.ubc.ca/harvester/

July 14, 2002. Michael Nelson, Herbert Van de Sompel, and Simeon Warner
present an "Advanced Overview of Version 2.0 of the OAI Protocol for
Metadata Harvesting" at the ACM/IEEE Joint Conference on Digital Libraries.
http://www.cs.odu.edu/~mln/jcdl02/oai-2.0-adv-final.pdf

July 16-17, 2002. The Joint Conference on Digital Libraries gives the OAI
two sessions at its 2002 meeting in Portland, Oregon. (Scroll down to
sessions 6B and 10A.)
http://www.ohsu.edu/jcdl/main.cgi?opt=sked-pap&F=

July 29, 2002. The University of Southampton, which developed the eprints
software, announces TARDIS (Targeting Academic Research for Deposit and
dISclosure), a project to stimulate the practice of eprint archiving.
http://makeashorterlink.com/?E58D15271
http://www.ecs.soton.ac.uk/~lac/TARDIS/

July 29, 2002. SPARC (Scholarly Publishing and Academic Resources
Coalition) releases its major position paper, "The Case for Institutional
Repositories".
http://www.arl.org/sparc/IR/ir.html (HTML)
http://www.arl.org/sparc/IR/IR_Final_Release_102.pdf (PDF)

August 1, 2002. Project SHERPA (Securing a Hybrid Environment for Research
Preservation and Access) begins operation. Funded by JISC-FAIR, SHERPA is
designed to stimulate eprint archiving in the UK CURL (Consortium of
University Research Libraries) institutions.
http://www.sellic.ed.ac.uk/publicat/updates/ud0502.html#eight
http://www.sherpa.ac.uk/ (home page under construction)

August 2, 2002. Max Rauner writes an important story on institutional
archiving for _NZZ Online_.
http://www.nzz.ch/2002/08/02/em/page-article88LHN.html (In German)
http://makeashorterlink.com/?F22715371 (Google's English translation)

August 3, 2002. Kendra Mayfield writes a major story on eprint archives
for _Wired News_.
http://www.wired.com/news/school/0,1383,54229,00.html

August 8, 2002. And now this.

* If we peek a little into the future, we see three important meetings coming:

October 17-19, 2002. CERN will host its second annual workshop on the Open
Archives Initiative and eprint archives.
http://library.cern.ch/Announcement.htm
http://documents.cern.ch/AGE/current/fullAgenda.php?ida=a02333
Here's the web site for the first CERN OAI workshop, in March 2001.
http://documents.cern.ch/AGE/current/fullAgenda.php?ida=a01193

October 18, 2002. ARL, SPARC, and CNI will host a workshop on institutional
repositories in Washington, D.C.
http://www.arl.org/sparc/core/index.asp?page=h23
(Rick Johnson of SPARC tells me that this workshop has already attracted
more than 100 registrations from 66 universities. This suggests widespread
interest in launching institutional repositories.)

November 21-11, 2002. CARL/ABRC will host a conference ("Research,
Innovation and Canadian Scholarship: Exploring and implementing some new
models for scholarly publishing") on the lessons learned from its ongoing
project to launch and monitor archives at seven Canadian
universities. (See the CARL/ABRC entry for May above.) The conference
program and registration information will soon appear at the CARL web site.
http://www.carl-abrc.ca/

* There are also some developments without specific dates:

The BOAI (Budapest Open Access Initiative) is considering a program to
support institutional archiving.
http://www.soros.org/openaccess/
(No details on the site yet. Stay tuned; I'll report any developments.)

The BOAI self-archiving FAQ is growing steadily.
http://www.eprints.org/self-faq/
(If you haven't seen it recently, see it now. It has become extremely
detailed and thorough.)

Helene Bosc reports that five eprint repositories have recently sprung up
in France:

      These-En-Ligne (theses only)
      http://theses-en-ligne.in2p3.fr

      l'Institut Jean Nicod
      http://jeannicod.ccsd.cnrs.fr

      l'Archive Lyon2
      http://eprints.univ-lyon2.fr:8050/

      Paristech (theses only)
      http://pastel.paristech.org

      Archivesic
      http://archivesic.ccsd.cnrs.fr/

* Here are the URLs of some players mentioned above without links.

Eprints
http://www.eprints.org
http://software.eprints.org/

Kepler
http://kepler.cs.odu.edu/

Open Archives Initiative
http://www.openarchives.org/

* Thanks to Helene Bosc, Sarah Faraud, Chris Gutteridge, Melissa Hagemann,
Stevan Harnad, Rick Johnson, Xiaoming Liu, Tim Mark, Stephen Pinfield,
Colin Steele, and Herbert Van de Sompel for providing details.

----------

Back from limbo

In early June I had a good dialog with Rick Anderson and a few other
correspondents on the LibLicense discussion list. The topic was how to get
past DMCA-bashing to a constructive alternative. If the DMCA is bad for
scholarship and libraries, then what would be good? If our fair-use rights
are being violated, then what amendments are needed to respect them that
won't violate legitimate IP rights on the other side? I liked the
challenge of not imitating the IP industry in simply making the infantile
demand for a one-sided remedy.

The dialog went through many layers. Unfortunately, when it finally
petered out I discovered that my postings in the LibLicense archive were
empty. It's still not clear why --some unusual convergence of bugs and
incompatibilities at the two ends of the communication. Ann Okerson, the
LibLicense moderator, has been very helpful in restoring the postings to
the archive from her personal email box. I thank Ann.

Rick and I took the conversation offline after a point, where it continued
for another 4-5 layers. If there's any interest, then with Rick's
permission I can post those messages to the FOS forum.

The thread, "DMCA Alternatives"
http://www.library.yale.edu/~llicense/ListArchives/0206/msg00014.html

LibLicense list
http://www.library.yale.edu/~llicense/index.shtml

----------

Housekeeping

At first the FOS News blog was an experiment to see whether it could carry
some of the burden formerly carried by the newsletter. It has definitely
succeeded. I love the way that I can post items immediately, open the door
for other contributors to post items, give every item a unique URL, and let
users choose whether to read the results on the web, by email, or through
RSS syndication.

So here's where things stand in the evolution of the FOS Newsletter.

(1) News items with and without short comments will go straight to the FOS
News blog. If you signed up for the newsletter in order to get these news
items, then you should start visiting the blog regularly, add it to your
RSS newsfeed aggregator, or sign up for email delivery (on the blog page).
The newsletter will no longer carry these items.
http://www.earlham.edu/~peters/fos/fosblog.html

(2) I'll send press releases, interesting postings from other discussion
lists, and other tidbits to the FOS discussion forum. Subscription to the
forum is free but separate from subscription to the newsletter. I
separated them early last year because many newsletter subscribers did not
want the extra traffic in their mailboxes represented by forum postings.
http://www.topica.com/lists/fos-forum/read

(3) Conference and workshop information now goes to a dedicated web page,
not the newsletter. This allows you to get updates as soon as I do, and
see the conference information as far into the future as I have information.
http://www.earlham.edu/~peters/fos/conf.htm

(4) FOSN will continue to be the place where I write longer pieces of
analysis. However,as my work for the 02-03 school year kicks in, these
will not be frequent.
http://www.earlham.edu/~peters/fos/

I'm happy to report that the blog now has eight excellent contributors. It
will serve everyone better, however, if I can recruit more. As the 02-03
school year deepens, I'll not only have less time for writing essays for
the newsletter, but less time for posting short items to the blog. And so
far my postings have constituted about 90% of the whole. As I slow down, I
worry about gaps in its news coverage. We can prevent this if we add
contributors from different disciplines, different nations, and different
sectors of the scholarly communication universe. The more the
merrier. Please consider joining the blog's board of contributors. Read
more about it and drop me a line if you're interested.
http://www.earlham.edu/~peters/fos/aboutblog.htm#contributors

I'm also happy to report that the tally of newsletter subscribers continues
to grow (now 1220+), even while the newsletter frequency declines. To all
the newcomers I say welcome and thanks for your interest. If you're
wondering why the newsletter is slowing down just as you're signing up, the
reasons can be found in the May 30 issue.
http://makeashorterlink.com/?W20F23171

FOS News blog
http://www.earlham.edu/~peters/fos/fosblog.html

FOS home page
http://www.earlham.edu/~peters/fos/index.htm
(Subscribe to the discussion forum, search the FOS pages.)

----------

The Free Online Scholarship Newsletter is supported by a grant from the
Open Society Institute.
http://www.osi.hu/infoprogram/

==========

This is the Free Online Scholarship Newsletter (ISSN 1535-7848).

Please feel free to forward any issue of the newsletter to interested
colleagues. If you are reading a forwarded copy of this issue, you may
subscribe by signing up at the FOS home page.

FOS home page, general information, subscriptions, editorial position
http://www.earlham.edu/~peters/fos/index.htm

FOS Newsletter, subscriptions, back issues
http://www.topica.com/lists/suber-fos

FOS News blog
http://www.earlham.edu/~peters/fos/fosblog.html

FOS Discussion Forum, subscriptions, postings
http://www.topica.com/lists/fos-forum

FOS Conferences
http://www.earlham.edu/~peters/fos/conf.htm

Guide to the FOS Movement
http://www.earlham.edu/~peters/fos/guide.htm

Sources for the FOS Newsletter
http://www.earlham.edu/~peters/fos/sources.htm

Peter Suber
http://www.earlham.edu/~peters

Copyright (c) 2002, Peter Suber
http://www.earlham.edu/~peters/copyrite.htm

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